Investor Charters

SEBI vide its circular no. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 dated November 23, 2021 has mandated publishing of Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites. In view of the same, the following information is disseminated:

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  Initial Public Offer (IPO) and Further Public Offer (FPO) including Offer for Sale (OFS)
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  Rights Issue
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  Qualified Institutions Placement (QIP)
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  Preferential Issue
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  SME IPO and FPO including OFS
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  Buyback of Securities
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  Delisting of Equity Shares
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  Substantial Acquisitions of Shares and Takeovers

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  Public Issue of Debt Securities
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  Public Issue of Non- Convertible Redeemable Preference Shares
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  Private Placement of Non-convertible Securities
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  Private Placement of Municipal Debt Securities
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  Public Offer of units by REITs
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  Public Offer of units by InvITs
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  Private Placement of units of InvITs

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  Primary Mkt – IPO and FPO including Offer for Sale – Complaints Data
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  Primary Mkt – Rights Issue – Complaints Data
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  Primary Mkt – Qualified Institutions Placement (QIP) – Complaints Data
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  Primary Mkt – Preferential Issue – Complaints Data

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  Primary Mkt – SME IPO and FPO including OFS – Complaints Data
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  Primary Mkt – Buyback of Securities – Complaints Data
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  Primary Mkt – Delisting of Equity Shares – Complaints Data
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  Primary Mkt – Substantial Acquisitions of Shares and Takeovers – Complaints Data

Stock Markets have become an important avenue for raising resources. As a Category I Merchant Banker by SEBI, we have a proven track record in Lead Management, Private Placement and Issue Advisory Services. The process of valuation and of realizing the value requires considerable financial and legal skill, which is our forte. Our association with internationally reputed Merchant Bankers, coupled with close relationships with various Investors and Intermediaries help make Public Issues a success. We have been associated with several prestigious Public Issues as Lead Manager, Co-Manager and Syndicate Member.